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Mutual fund scandal
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201	Appendixes A P P E N D I X E S Appendix A: Summary of Changes to Performance Goals and Indicators SUMMARY OF CHANGES TO PERFORMANCE GOALS AND INDICATORS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-23 17:03:40 U.S. Securities and Exchange Commission Financial regulation International Organization of Securities Commissions Commodity Futures Trading Commission Public Company Accounting Oversight Board Economy of the United States Freedom of Information Act Financial Industry Regulatory Authority Mutual fund scandal United States securities law Business Corporate crime
202	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-19 15:19:58 Financial regulation Government New Deal Securities Act Securities Exchange Act Securities and Exchange Commission United States Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal United States securities law United States Securities and Exchange Commission 73rd United States Congress
203	Microsoft Word[removed]Order Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-23 08:19:58 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Security Financial economics Investment Mutual fund scandal Israel Securities Authority United States securities law 73rd United States Congress United States Securities and Exchange Commission
204	ADMINISTRATIVE PROCEEDING: Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-25 13:52:56 Mutual fund Life annuity Annuity Hedge fund Market timing Registered representative Mutual fund scandal Financial economics Investment Finance
205	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 16, 2011 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-16 17:13:57 Disgorgement Financial economics Financial services Investment Securities Fraud Deterrence and Investor Restitution Act Economics Mutual fund scandal Corporate crime Fair Fund United States Securities and Exchange Commission
206	SEC News Digest, December 17, 1975 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-25 16:59:37 Companies listed on the New York Stock Exchange Mutual fund scandal
207	Microsoft Word[removed]Order.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-21 08:36:21 Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Financial regulation Government Finance SEC filing Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission
208	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION August 28, 2006 In the Matter of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-28 08:19:36 Securities Exchange Act U.S. Securities and Exchange Commission Security Financial economics Investment Financial regulation Mutual fund scandal Israel Securities Authority United States securities law 73rd United States Congress United States Securities and Exchange Commission
209	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 9, 2011 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-09 17:23:12 U.S. Securities and Exchange Commission Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Corporate crime Fair Fund United States Securities and Exchange Commission
210	SEC News Digest, December 17, 2001 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-12 09:19:47 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Act Security Financial economics Financial system Regulation S-K Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission

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